Our team represents broker-dealers, investment banks, private equity funds, hedge fund managers and investment advisors in civil litigation, arbitration and regulatory matters.
In addition to our significant trial experience, we have arbitrated cases involving state and federal securities laws, fraud, negligent misrepresentation, breach of fiduciary duty, elder abuse and unfair business practices.
We represent firms and individuals in connection with a wide range of Securities and Exchange Commission (SEC), Financial Industry Regulatory Authority (FINRA) and state investigations and regulatory proceedings. With our lawyers’ specialized knowledge of SEC and FINRA enforcement programs and our credibility with regulatory staff, we are well-positioned to obtain positive results for our clients.
Our team represents broker-dealers, investment banks, private equity funds, hedge fund managers and investment advisors in civil litigation, arbitration and regulatory matters.
In addition to our significant trial experience, we have arbitrated cases involving state and federal securities laws, fraud, negligent misrepresentation, breach of fiduciary duty, elder abuse and unfair business practices.
We represent firms and individuals in connection with a wide range of Securities and Exchange Commission (SEC), Financial Industry Regulatory Authority (FINRA) and state investigations and regulatory proceedings. With our lawyers’ specialized knowledge of SEC and FINRA enforcement programs and our credibility with regulatory staff, we are well-positioned to obtain positive results for our clients.