Securities and Commodities

Stroock represents clients in litigation arising under the federal securities laws, federal commodities laws and regulatory matters arising from transactions involving virtually all traded commodities and the instruments through which they are traded worldwide. As a complement to our transactional and regulatory practice, our litigators frequently represent clients in investigations and inquiries before government agencies and self-regulatory organizations, including the CFTC, the SEC, the NFA, FINRA and the various exchanges. We have tried numerous cases for our many commodities and securities industry clients, and have successfully tried enforcement proceedings brought by the CFTC and the SEC.