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Katherine Neville counsels private equity and hedge fund sponsors qualify private offerings under state securities (“Blue Sky”) laws and with the SEC.  She has extensive experience navigating the changes to SEC Regulation D and providing strategic business planning relating to its impact on private offerings under the Blue Sky laws.

In addition, Katherine also obtains FINRA “no objection” letters in connection with public offerings.

Admitted To Practice

New York; Alabama


J.D., University of Alabama School of Law, 1977

B.A., University of Alabama, 1974