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October 23, 2018

Bloomberg Law

By: Jeffrey M. Mann, André B. Nance

Ian G. DiBernardo, Jeffrey M. Mann and André B. Nance recently published their article, “SEC’s Voya Order Underscores Importance of Cybersecurity Practices,” in Bloomberg Law.

The article discusses the first SEC enforcement action charging violations of the Identity Theft Red Flags Rule and offers recommendations to broker-dealers and investment advisers in evaluating their current cybersecurity policies.

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