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Tram N. Nguyen

PARTNER, WASHINGTON, DC



Tram N. Nguyen focuses her practice on hedge funds and private equity funds, advising clients on fund-related issues including fund formation, structuring and compliance and private offering requirements. Ms. Nguyen also has experience with fund linked notes and customized, single-investor funds. She also advises financial institutions and investment advisers on requirements under the Investment Advisers Act.

Prior to joining Stroock, Ms. Nguyen was the Branch Chief of the Private Funds branch, a unit of the Office of Investment Adviser Regulation of the Securities and Exchange Commission’s Division of Investment Management in Washington, DC. In this capacity, Ms. Nguyen worked on developing and implementing SEC rules for private fund advisers, including registration exemptions and reporting requirements on Form PF.

Before joining the Commission staff in May 2010, Ms. Nguyen practiced for nearly 12 years with international law firms in Washington, DC and New York City.

Memberships
  • Member, Subcommittee on Private Investment Entities, American Bar Association
  • Member, Women's Bar Association of the District of Columbia
Admitted to Practice
District of Columbia, 2006; New York, 1999
Education
J.D., Columbia University School of Law, 1998
M.A., Harvard University, 1994
B.A., magna cum laude, Princeton University, 1992
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