ACI - 4th National Forum on Energy Trading Compliance

Stroock partner Mark Rae will speak on "Game-Changing Regulations on the Horizon: Updating Compliance Programs in Preparation of Pending Financial Reform Legislation" at the ACI - 4th National Forum on Energy Trading Compliance on September 28, 2010 in Houston, TX. Joining him as a speaker will be Charles Cerria, Associate General Counsel – Trading from Hess Corporation.

Topics to be discussed include:

  • Explaining the regulations and their impact on traders and end users
  • Understanding exemptions and when and where they apply
  • Defining “clearing” and effectively using clearing brokers and clearinghouses
  • Maximizing profits while working with market limits
  • Avoiding increased costs through maximizing efficiency of compliance programs
  • Proactively building procedures to modify transactions in line with the pending legislation
For more information about the event, visit